Chi Kwong Chan
陳志光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kwong Chan (陳志光), a licensed former licensee with CE reference AAB855. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-25 | 2021-08-22 |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-11 | 2019-09-25 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-15 | 2019-08-30 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2019-08-30 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-02 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-02 |