Hung Shun Mau
繆孔順
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung Shun Mau (繆孔順), a licensed former licensee with CE reference AAB892. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KuCoin HK Limited | Rep | Type 1 — Dealing in securities | 2003-07-14 | 2019-04-30 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-14 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-14 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-14 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-14 |