Chi Chuen Tso
曹志聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Chuen Tso (曹志聰), a licensed former licensee with CE reference AAB967. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-03 | 2015-07-01 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
Rep | Type 1 — Dealing in securities | present | 2013-02-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | present | 2013-02-01 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-27 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-27 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-27 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-27 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-27 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-07 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-27 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-27 |