David Tso
曹大衛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Tso (曹大衛), a licensed former licensee with CE reference AAB970. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-11-30 | 2009-12-29 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2004-11-30 | 2009-12-29 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-12-29 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-11-30 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2004-11-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-06 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-06 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-06 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-07 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-06 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-06 |