Patrick Kwok Hing Wong

黃國興
CE No. AAB974 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Kwok Hing Wong (黃國興), a licensed former licensee with CE reference AAB974. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
CES Commodities (HK) Limited
光證期貨(香港)有限公司
RO Type 2 — Dealing in futures contracts 2018-06-20 2020-12-31
Everbright Securities Global (HK) Limited
光大證券環球(香港)有限公司
RO Type 1 — Dealing in securities 2016-06-08 2020-12-31
CES Commodities (HK) Limited
光證期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts present 2018-06-20
CES Commodities (HK) Limited
光證期貨(香港)有限公司
Rep Type 5 — Advising on futures contracts present 2003-11-08
Sun Tai Cheung Credits Limited
新泰昌授信有限公司
Rep Type 8 — Securities margin financing present 2004-10-19
CES Commodities (HK) Limited
光證期貨(香港)有限公司
Rep Type 9 — Asset management present 2003-11-08
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
RO Type 1 — Dealing in securities present 2020-12-31
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
RO Type 4 — Advising on securities present 2003-11-08
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
RO Type 6 — Advising on corporate finance present 2003-11-08
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
RO Type 7 — Providing automated trading services present 2003-07-07
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
RO Type 9 — Asset management present 2003-11-08

Related