Shing Yun Ma
馬成恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Yun Ma (馬成恩), a licensed Representative with CE reference AAC120. Currently licensed at 1 firm(s): Ping An Securities (Hong Kong) Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-11 | present |
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-11 | present |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-22 | 2020-03-27 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-22 | 2020-03-27 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-08-16 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2014-08-16 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-11 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-06-03 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-11 |