Katherine King Wai Ip Yuen
葉阮琼惠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine King Wai Ip Yuen (葉阮琼惠), a licensed former licensee with CE reference AAC343. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soo Pui Chen Securities Limited 蘇佩瓚證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-12 | 2023-05-31 |
| Soo Pui Chen Securities Limited 蘇佩瓚證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-28 | 2018-06-12 |
| Yieldful Securities Limited 耀豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-03-24 | 2017-08-02 |
| Katherine Ip & Company 葉阮瓊惠公司 |
RO | Type 1 — Dealing in securities | present | 2005-03-24 |
| Katherine Ip & Company 葉阮瓊惠公司 |
RO | Type 4 — Advising on securities | present | 2005-03-04 |
| Katherine Ip & Company 葉阮瓊惠公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-03-04 |
| Katherine Ip & Company 葉阮瓊惠公司 |
RO | Type 9 — Asset management | present | 2005-03-04 |