Diana Shuk Tuen Tam
譚淑端
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Diana Shuk Tuen Tam (譚淑端), a licensed former licensee with CE reference AAC406. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mars Securities Company Limited 億寶證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-10-18 |
| Mars Securities Company Limited 億寶證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-29 |
| Mars Securities Company Limited 億寶證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-29 |
| Mars Securities Company Limited 億寶證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-29 |