Polly Chan
陳銘彩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Polly Chan (陳銘彩), a licensed Responsible Officer with CE reference AAC543. Currently licensed at 1 firm(s): Sanfull Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanfull Securities Limited 新富證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Sanfull Securities Limited 新富證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-01-09 |
| Sanfull Securities Limited 新富證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-01-09 |
| Sanfull Securities Limited 新富證券有限公司 |
RO | Type 9 — Asset management | present | 2004-01-09 |