Lee Kwong Wong
黃利光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lee Kwong Wong (黃利光), a licensed Representative with CE reference AAC582. Currently licensed at 1 firm(s): Sanfull Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanfull Securities Limited 新富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-14 | present |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-08-01 | 2020-01-31 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 4 — Advising on securities | 2008-08-01 | 2020-01-31 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-08-01 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2008-08-01 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2015-10-13 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 — Asset management | present | 2015-10-13 |