Cecil Sze Tsung Chao
趙世曾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cecil Sze Tsung Chao (趙世曾), a licensed Responsible Officer with CE reference AAC702. Currently licensed at 1 firm(s): Szehope Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Szehope Securities Company Limited 世灝證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-03-31 | present |
| Szehope & Company 世灝證券公司 |
RO | Type 1 — Dealing in securities | present | 2005-03-31 |
| Szehope & Company 世灝證券公司 |
RO | Type 4 — Advising on securities | present | 2005-02-26 |
| Szehope & Company 世灝證券公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-02-26 |
| Szehope & Company 世灝證券公司 |
RO | Type 9 — Asset management | present | 2005-02-26 |