Wai Lung (SFC:AAC760) Chan
陳偉隆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lung (SFC:AAC760) Chan (陳偉隆), a licensed former licensee with CE reference AAC760. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Corres International HK Co., Limited 牛交所香港有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-29 | 2023-11-30 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-03-18 | 2018-01-01 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-03-18 | 2018-01-01 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-05-11 | 2010-12-31 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-03-17 | 2008-03-18 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-03-18 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-24 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-24 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-24 |