Chung On Chan
陳中安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung On Chan (陳中安), a licensed Responsible Officer with CE reference AAC875. Currently licensed at 1 firm(s): New Hong Kong Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Hong Kong Securities Limited 新香港證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-08-05 | present |
| New Hong Kong Securities Limited 新香港證券有限公司 |
RO | Type 4 — Advising on securities | 2025-08-05 | present |
| New Hong Kong Securities Limited 新香港證券有限公司 |
RO | Type 9 — Asset management | 2025-08-05 | present |
| Po Lee Investment Consultant Limited 寶利投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2017-09-26 | 2025-07-25 |
| Po Lee Asset Management Limited 寶利資產管理有限公司 |
RO | Type 9 — Asset management | 2017-09-26 | 2025-07-25 |
| Po Lee Securities Limited 寶利證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-11-13 | 2025-07-25 |
| Po Lee Securities Limited 寶利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-01 | 2015-11-13 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-04-01 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-01 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-24 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 8 — Securities margin financing | present | 2004-02-24 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-24 |