Lisa Siu Fun Chow
周少芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lisa Siu Fun Chow (周少芬), a licensed Representative with CE reference AAD016. Currently licensed at 1 firm(s): Sinolink Securities (Hong Kong) Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-13 | present |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2022-08-31 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-02 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-02 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-12-14 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-02 |