Chi Lam Cheng
鄭智林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Lam Cheng (鄭智林), a licensed former licensee with CE reference AAD041. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL Brokerage Limited 佐雄證券有限公司 |
RO | Type 1 — Dealing in securities | 2003-08-07 | 2020-02-29 |
| DL Brokerage Limited 佐雄證券有限公司 |
RO | Type 4 — Advising on securities | 2003-08-07 | 2020-02-29 |
| DL Brokerage Limited 佐雄證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-08-07 | 2003-10-30 |
| DL Brokerage Limited 佐雄證券有限公司 |
RO | Type 9 — Asset management | 2003-08-07 | 2003-10-30 |
| Lee Tat & Company 利達證券公司 |
RO | Type 1 — Dealing in securities | present | 2003-08-07 |
| Lee Tat & Company 利達證券公司 |
RO | Type 4 — Advising on securities | present | 2003-08-07 |
| Lee Tat & Company 利達證券公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-08-07 |
| Lee Tat & Company 利達證券公司 |
RO | Type 9 — Asset management | present | 2003-08-07 |