Paul Tat Shing Sze
施達勝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Tat Shing Sze (施達勝), a licensed former licensee with CE reference AAD144. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Tai Securities Limited 恒泰證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-06-07 | 2013-09-16 |
| Hang Tai Securities Limited 恒泰證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2013-02-15 |
| Hang Tai Securities Limited 恒泰證券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-01-20 |
| Hang Tai Securities Limited 恒泰證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-20 |
| Hang Tai Securities Limited 恒泰證券有限公司 |
RO | Type 9 — Asset management | present | 2005-01-20 |