Johnnie Wai Chow Chan
陳偉周
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnnie Wai Chow Chan (陳偉周), a licensed Responsible Officer with CE reference AAD186. Currently licensed at 1 firm(s): Lei Shing Hong Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-17 | present |
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2018-04-30 |
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-03-05 |
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-03-05 |
| Lei Shing Hong Finance Limited 利星行財務有限公司 |
RO | Type 8 — Securities margin financing | present | 2015-06-24 |
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
RO | Type 9 — Asset management | present | 2004-03-05 |