Shu Kay Chow
周樹基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Kay Chow (周樹基), a licensed Responsible Officer with CE reference AAD203. Currently licensed at 1 firm(s): Gary Cheng Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gary Cheng Securities Limited 加多利證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-11-21 | present |
| Gary Cheng Securities Limited 加多利證券有限公司 |
RO | Type 4 — Advising on securities | 2023-11-21 | present |
| Gary Cheng Securities Limited 加多利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-06 | 2023-11-21 |
| Gary Cheng Securities Limited 加多利證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-06 | 2023-11-21 |
| Goldin Equities Limited 高銀(證券)有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-28 | 2022-11-16 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-21 | 2018-02-28 |
| Seazen Resources Futures Limited 新城晉峰期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-04-05 | 2017-10-03 |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-01-28 | 2017-10-03 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
RO | Type 1 — Dealing in securities | 2015-01-12 | 2015-10-17 |
| Tensant Securities Limited 天晟證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-05-15 | 2014-12-29 |
| Tensant Securities Limited 天晟證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-02 | 2013-05-15 |
| Chinawide Securities Limited 中匯証券有限公司 |
RO | Type 4 — Advising on securities | 2011-05-31 | 2013-03-15 |
| Chinawide Securities Limited 中匯証券有限公司 |
RO | Type 1 — Dealing in securities | 2010-11-09 | 2013-03-15 |
| Starling Group Securities Limited 德裕金號證券有限公司 |
RO | Type 4 — Advising on securities | 2009-11-06 | 2010-10-16 |
| Starling Group Futures Limited 德裕金號期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-10-12 | 2010-10-16 |
| Starling Group Futures Limited 德裕金號期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-11 | 2009-10-12 |
| Starling Group Securities Limited 德裕金號證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-11-05 | 2010-10-16 |
| Goldin Equities Limited 高銀(證券)有限公司 |
RO | Type 1 — Dealing in securities | 2006-01-26 | 2008-11-04 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-17 | 2006-01-26 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-12-15 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2005-12-15 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-12-15 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-09-03 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
RO | Type 9 — Asset management | present | 2004-09-03 |