Chee Ming Liu

劉志敏
CE No. AAD288 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chee Ming Liu (劉志敏), a licensed Responsible Officer with CE reference AAD288. Currently licensed at 3 firm(s): Platinum Broking Company Limited, Access Investment Management (H.K.) Limited, Platinum Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
Platinum Broking Company Limited
百德能經紀有限公司
RO Type 4 — Advising on securities 2011-02-21 present
Platinum Broking Company Limited
百德能經紀有限公司
RO Type 1 — Dealing in securities present present
Access Investment Management (H.K.) Limited
安信投資管理(香港)有限公司
RO Type 4 — Advising on securities present present
Access Investment Management (H.K.) Limited
安信投資管理(香港)有限公司
RO Type 5 — Advising on futures contracts present present
Platinum Securities Company Limited
百德能證券有限公司
RO Type 6 — Advising on corporate finance present present
Access Investment Management (H.K.) Limited
安信投資管理(香港)有限公司
RO Type 9 — Asset management present present
Platinum Securities Company Limited
百德能證券有限公司
RO Type 1 — Dealing in securities present 2024-05-02
Platinum Broking Company Limited
百德能經紀有限公司
RO Type 4 — Advising on securities present 2005-02-04
Platinum Securities Company Limited
百德能證券有限公司
RO Type 4 — Advising on securities present 2005-02-04
Platinum Broking Company Limited
百德能經紀有限公司
RO Type 6 — Advising on corporate finance present 2005-02-04
Access Investment Management (H.K.) Limited
安信投資管理(香港)有限公司
RO Type 6 — Advising on corporate finance present 2005-01-18
Platinum Broking Company Limited
百德能經紀有限公司
RO Type 9 — Asset management present 2005-02-04
Platinum Securities Company Limited
百德能證券有限公司
RO Type 9 — Asset management present 2005-02-04

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