Stephen Edward Clark
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Edward Clark, a licensed Responsible Officer with CE reference AAD300. Currently licensed at 3 firm(s): Anglo Chinese Research, Limited, Anglo Chinese Corporate Finance, Limited, Anglo Chinese Securities, Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anglo Chinese Research, Limited | RO | Type 4 — Advising on securities | 2009-01-19 | present |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 4 — Advising on securities | present | present |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
RO | Type 4 — Advising on securities | present | present |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | present | present |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | present |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 9 — Asset management | present | present |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
RO | Type 9 — Asset management | present | present |