Cisco Shiu Hung Li
李韶洪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cisco Shiu Hung Li (李韶洪), a licensed Representative with CE reference AAD356. Currently licensed at 1 firm(s): DL Brokerage Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL Brokerage Limited 佐雄證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| DL Brokerage Limited 佐雄證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-14 |
| DL Brokerage Limited 佐雄證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-30 |
| DL Brokerage Limited 佐雄證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-30 |