Shui Wah Lau
劉瑞華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shui Wah Lau (劉瑞華), a licensed former licensee with CE reference AAD420. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2020-12-11 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-03 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-03 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-03 |