Sze Chao Han
韓世礎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Chao Han (韓世礎), a licensed former licensee with CE reference AAD463. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2004-07-14 | 2006-03-27 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2004-07-14 | 2006-03-27 |
| Funderstone Securities Limited | RO | Type 1 — Dealing in securities | present | 2004-07-14 |
| Funderstone Futures Limited | RO | Type 2 — Dealing in futures contracts | present | 2004-07-14 |
| Funderstone Securities Limited | RO | Type 4 — Advising on securities | present | 2004-07-15 |
| Funderstone Futures Limited | RO | Type 5 — Advising on futures contracts | present | 2004-07-15 |
| Funderstone Securities Limited | RO | Type 6 — Advising on corporate finance | present | 2004-07-15 |
| Funderstone Futures Limited | RO | Type 9 — Asset management | present | 2004-07-15 |
| Funderstone Securities Limited | RO | Type 9 — Asset management | present | 2004-07-15 |