Shui Sum Ming
明肇森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shui Sum Ming (明肇森), a licensed former licensee with CE reference AAD464. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sharegain Development Limited 順靈發展有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-06-02 |
| Sharegain Development Limited 順靈發展有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-04 |
| Sharegain Development Limited 順靈發展有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-04 |
| Sharegain Development Limited 順靈發展有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-04 |