Steven Shu Wan Cheng
鄭樹雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Shu Wan Cheng (鄭樹雲), a licensed former licensee with CE reference AAD470. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cheng Yam On Securities Limited 鄭任安證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-11-01 |
| Cheng Yam On Securities Limited 鄭任安證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-01-05 |
| Cheng Yam On Securities Limited 鄭任安證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-01-05 |
| Cheng Yam On Securities Limited 鄭任安證券有限公司 |
RO | Type 9 — Asset management | present | 2004-01-05 |