Eric Fook Wah Lai
黎福華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Fook Wah Lai (黎福華), a licensed former licensee with CE reference AAD483. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Funderstone Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2007-05-18 | 2008-12-31 |
| Funderstone Asset Management (HK) Limited | Rep | Type 5 — Advising on futures contracts | 2007-05-18 | 2008-12-31 |
| Funderstone Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2007-05-18 | 2013-12-31 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2007-01-01 | 2013-12-31 |
| ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-06-14 | 2007-01-01 |
| ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-06-14 | 2007-01-01 |
| ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2005-06-14 | 2007-01-01 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2013-12-31 |
| Funderstone Futures Limited | Rep | Type 5 — Advising on futures contracts | present | 2008-12-31 |
| Funderstone Futures Limited | Rep | Type 9 — Asset management | present | 2013-12-31 |
| Funderstone Securities Limited | RO | Type 1 — Dealing in securities | present | 2007-01-01 |
| Funderstone Asset Management (HK) Limited | RO | Type 4 — Advising on securities | present | 2007-05-18 |
| Funderstone Securities Limited | RO | Type 4 — Advising on securities | present | 2007-01-01 |
| Funderstone Asset Management (HK) Limited | RO | Type 5 — Advising on futures contracts | present | 2007-05-18 |
| Funderstone Securities Limited | RO | Type 6 — Advising on corporate finance | present | 2007-01-01 |
| Funderstone Asset Management (HK) Limited | RO | Type 6 — Advising on corporate finance | present | 2005-12-19 |
| Funderstone Asset Management (HK) Limited | RO | Type 9 — Asset management | present | 2007-05-18 |
| Funderstone Securities Limited | RO | Type 9 — Asset management | present | 2007-01-01 |