Stephen James Neville Marcon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen James Neville Marcon ( ), a licensed former licensee with CE reference AAD512. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Investment Strategy HK Limited |
RO | Type 1 — Dealing in securities | 2019-02-27 | 2022-12-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-21 | 2017-02-23 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-21 | 2017-02-23 |
| Japaninvest (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2010-11-16 | 2011-12-12 |