Siu Ying Lam
林少英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ying Lam (林少英), a licensed former licensee with CE reference AAD550. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wisetrade Securities Limited 明智證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2019-09-25 |
| Wisetrade Securities Limited 明智證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-06 |
| Wisetrade Securities Limited 明智證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-06 |
| Wisetrade Securities Limited 明智證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-06 |