Ann Moran Fung
馮慕恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ann Moran Fung (馮慕恩), a licensed Representative with CE reference AAD571. Currently licensed at 2 firm(s): UOB Kay Hian (Hong Kong) Limited, UOB Kay Hian Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-29 | present |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-10-29 | present |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-25 | 2019-09-17 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-25 | 2019-09-17 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-10-24 | 2004-01-30 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-30 |
| DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-12-11 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-22 |
| DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-22 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-13 |
| DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-22 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-13 |