Yin Kan Chan
陳應根
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Kan Chan (陳應根), a licensed former licensee with CE reference AAD681. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2023-02-28 |
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-19 |
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-19 |
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-19 |