Michael Norman Nock
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Norman Nock ( ), a licensed former licensee with CE reference AAD709. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aardvark Fund Management Limited |
RO | Type 9 — Asset management | 2009-09-24 | 2021-07-19 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-23 | 2009-09-17 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 5 — Advising on futures contracts | 2009-01-23 | 2009-09-17 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 9 — Asset management | 2009-01-23 | 2009-09-17 |
| Tyric Capital Limited 泰瑞資本有限公司 |
RO | Type 5 — Advising on futures contracts | 2003-11-14 | 2009-01-23 |
| Tyric Capital Limited 泰瑞資本有限公司 |
RO | Type 4 — Advising on securities | present | 2009-01-23 |
| Allard Partners Limited 全亞達投資有限公司 |
RO | Type 4 — Advising on securities | present | 2007-06-08 |
| Allard Partners Limited 全亞達投資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2007-06-08 |
| Tyric Capital Limited 泰瑞資本有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-11-10 |
| Tyric Capital Limited 泰瑞資本有限公司 |
RO | Type 9 — Asset management | present | 2009-01-23 |
| Allard Partners Limited 全亞達投資有限公司 |
RO | Type 9 — Asset management | present | 2007-06-08 |