Simon Sin Wan Chiu
趙善韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Sin Wan Chiu (趙善韻), a licensed former licensee with CE reference AAD723. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Henyep Capital Management Limited 興業資本管理有限公司 |
RO | Type 4 — Advising on securities | 2006-05-02 | 2011-03-14 |
| Henyep Securities Limited 興業證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2023-12-22 |
| Henyep Securities Limited 興業證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-12-14 |
| Henyep Securities Limited 興業證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-12-14 |
| Henyep Securities Limited 興業證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-12-14 |
| Henyep Securities Limited 興業證券有限公司 |
RO | Type 9 — Asset management | present | 2004-12-14 |