Clive Derek Conway Louis Rigby
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clive Derek Conway Louis Rigby, a licensed Representative with CE reference AAD724. Currently licensed at 2 firm(s): Funderstone Securities Limited, Funderstone Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 21.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2020-02-27 | present |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2020-02-27 | present |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | 2020-02-27 | present |
| Funderstone Futures Limited | Rep | Type 5 — Advising on futures contracts | 2020-02-27 | present |
| Funderstone Futures Limited | Rep | Type 9 — Asset management | 2020-02-27 | present |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | 2020-02-27 | present |
| Funderstone Securities Limited | RO | Type 4 — Advising on securities | 2019-03-07 | 2020-02-27 |
| Funderstone Asset Management (HK) Limited | RO | Type 9 — Asset management | 2019-01-25 | 2020-02-10 |
| ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2014-07-25 | 2016-06-30 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 4 — Advising on securities | 2014-03-18 | 2018-12-11 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 9 — Asset management | 2014-03-18 | 2018-12-11 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-17 | 2018-12-11 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2005-12-19 | 2010-07-15 |
| Funderstone Futures Limited | RO | Type 5 — Advising on futures contracts | 2005-12-19 | 2020-02-27 |
| Funderstone Securities Limited | RO | Type 1 — Dealing in securities | present | 2020-02-27 |
| Funderstone Futures Limited | RO | Type 2 — Dealing in futures contracts | present | 2020-02-27 |
| Funderstone Securities Limited | RO | Type 4 — Advising on securities | present | 2004-11-02 |
| Funderstone Futures Limited | RO | Type 5 — Advising on futures contracts | present | 2004-11-02 |
| Funderstone Securities Limited | RO | Type 6 — Advising on corporate finance | present | 2004-11-02 |
| Funderstone Futures Limited | RO | Type 9 — Asset management | present | 2020-02-27 |
| Funderstone Securities Limited | RO | Type 9 — Asset management | present | 2020-02-27 |