Pui Ching (SFC:AAD745) Lau
劉佩貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Ching (SFC:AAD745) Lau (劉佩貞), a licensed former licensee with CE reference AAD745. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jospa Investment Company Limited 祖達股票行有限公司 |
Rep | Type 1 — Dealing in securities | present | 2019-05-15 |
| Jospa Investment Company Limited 祖達股票行有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-07 |
| Jospa Investment Company Limited 祖達股票行有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-07 |
| Jospa Investment Company Limited 祖達股票行有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-07 |