David White Williamson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David White Williamson ( ), a licensed former licensee with CE reference AAD818. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pearl Bridge Securities Limited 橋匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-15 | 2020-09-30 |
| Pearl Bridge Securities Limited 橋匯證券有限公司 |
RO | Type 4 — Advising on securities | 2019-01-15 | 2020-09-30 |
| Fortune Origin Securities Limited 富中證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-07-09 | 2017-11-10 |
| Fortune Origin Securities Limited 富中證券有限公司 |
RO | Type 4 — Advising on securities | 2009-07-09 | 2017-11-10 |
| Evolution Asia Investments Limited | Rep | Type 4 — Advising on securities | 2007-10-11 | 2008-12-04 |
| Evolution Asia Investments Limited | RO | Type 1 — Dealing in securities | 2007-03-20 | 2008-12-04 |
| Evolution Asia Investments Limited | Rep | Type 1 — Dealing in securities | 2007-02-07 | 2007-03-20 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-28 | 2007-01-26 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-04-28 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-04-28 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-28 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-04-28 |