Mandy Lai Wa Lau
劉麗華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mandy Lai Wa Lau (劉麗華), a licensed Representative with CE reference AAD897. Currently licensed at 1 firm(s): Sinomax Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-28 | present |
| KuCoin HK Limited | Rep | Type 1 — Dealing in securities | 2010-03-22 | 2014-10-25 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-24 | 2010-03-19 |
| Bokhary Securities Limited 包大衞証券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-01 | 2007-08-16 |
| China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-09 | 2005-05-31 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-02-28 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-17 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-17 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-17 |