Wai Sum Wong
黃偉深
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sum Wong (黃偉深), a licensed Responsible Officer with CE reference AAD949. Currently licensed at 1 firm(s): Hing Wong Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hing Wong Securities Limited 興旺證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Hing Wong Securities Limited 興旺證券有限公司 |
RO | Type 4 — Advising on securities | present | present |
| Hing Wong Securities Limited 興旺證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-10-14 |
| Hing Wong Securities Limited 興旺證券有限公司 |
RO | Type 9 — Asset management | present | 2004-10-14 |