Nina Wai Duen Law
羅慧端
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nina Wai Duen Law (羅慧端), a licensed former licensee with CE reference AAE098. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bold Win Securities Co. 寶盈證券公司 |
RO | Type 1 — Dealing in securities | present | 2003-06-24 |
| Bold Win Securities Co. 寶盈證券公司 |
RO | Type 4 — Advising on securities | present | 2003-06-24 |
| Bold Win Securities Co. 寶盈證券公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-24 |
| Bold Win Securities Co. 寶盈證券公司 |
RO | Type 9 — Asset management | present | 2003-06-24 |