Kai Yan Lee
李棨仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yan Lee (李棨仁), a licensed Responsible Officer with CE reference AAE182. Currently licensed at 1 firm(s): Kwan Yick Securities (International) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kwan Yick Securities (International) Limited 均益證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Kwan Yick Securities (International) Limited 均益證券(國際)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-05-31 |
| Kwan Yick Securities (International) Limited 均益證券(國際)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-05-31 |
| Kwan Yick Securities (International) Limited 均益證券(國際)有限公司 |
RO | Type 9 — Asset management | present | 2004-05-31 |