Thomas Kwok Wing Lee
李國榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Kwok Wing Lee (李國榮), a licensed former licensee with CE reference AAE202. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Solid King Securities Limited 堅固證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2021-05-18 |
| Solid King Securities Limited 堅固證券有限公司 |
RO | Type 4 — Advising on securities | present | 2021-05-18 |
| Solid King Securities Limited 堅固證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-07 |
| Solid King Securities Limited 堅固證券有限公司 |
RO | Type 9 — Asset management | present | 2005-01-07 |