Kim Ling Shun Yu
淳于劍寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Ling Shun Yu (淳于劍寧), a licensed former licensee with CE reference AAE267. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-25 | 2017-02-28 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2009-01-21 | 2017-01-25 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-01-21 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-20 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-12 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-12 |