Man Yan Yuen
袁文茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Yan Yuen (袁文茵), a licensed former licensee with CE reference AAE316. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-17 | 2022-12-15 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-18 | 2011-03-18 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-18 | 2011-03-18 |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2007-09-25 | 2022-12-15 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2010-10-18 |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 4 — Advising on securities | present | 2022-12-15 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2010-10-18 |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-24 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-24 |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 9 — Asset management | present | 2022-12-15 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 9 — Asset management | present | 2010-10-18 |