Tsze Yee Yuen
阮子予
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsze Yee Yuen (阮子予), a licensed former licensee with CE reference AAE479. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| K.K.M. Securities Limited 新同得有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-06 | 2021-01-31 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-20 | 2021-01-04 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-08 | 2018-01-10 |
| Wing Sang Securities Company Limited 永生證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-05-31 |
| Wing Sang Securities Company Limited 永生證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-29 |
| Wing Sang Securities Company Limited 永生證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-29 |
| Wing Sang Securities Company Limited 永生證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-29 |