Tony Heung Ho Lam
林香豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Heung Ho Lam (林香豪), a licensed former licensee with CE reference AAE517. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-10 | 2024-07-29 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-03-10 | 2024-07-29 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 — Asset management | 2016-03-10 | 2024-07-29 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-22 | 2016-01-08 |
| YF Futures Company Limited 怡發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-12-22 | 2016-01-08 |
| YF Asset Management Limited 怡發資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-22 | 2016-01-08 |
| YF Asset Management Limited 怡發資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-12-22 | 2016-01-08 |
| YF Asset Management Limited 怡發資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-12-22 | 2016-01-08 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 — Asset management | 2011-10-10 | 2015-11-30 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-05 | 2015-11-30 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-05 | 2015-11-30 |
| Mainhope Investment Limited 名豪投資有限公司 |
RO | Type 4 — Advising on securities | present | 2005-02-24 |
| Mainhope Investment Limited 名豪投資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2007-11-03 |
| Mainhope Investment Limited 名豪投資有限公司 |
RO | Type 9 — Asset management | present | 2005-02-24 |