Philip Niem
嚴剛良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Niem (嚴剛良), a licensed Responsible Officer with CE reference AAE608. Currently licensed at 1 firm(s): Harmony Wealth Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Wealth Management Limited 匯晉資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-01-06 | present |
| Harmony Wealth Management Limited 匯晉資產管理有限公司 |
RO | Type 9 — Asset management | 2023-01-06 | present |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-14 | 2022-12-08 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-01-14 | 2022-12-08 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-05-09 | 2021-01-14 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
RO | Type 9 — Asset management | 2019-05-09 | 2021-01-14 |