Kai Yan Kwok
郭啟恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yan Kwok (郭啟恩), a licensed Responsible Officer with CE reference AAE643. Currently licensed at 1 firm(s): Tung Tak Securities (HK) Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Tak Securities (HK) Company Limited 同德證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Tung Tak Securities (HK) Company Limited 同德證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-09-21 |
| Tung Tak Securities (HK) Company Limited 同德證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-09-21 |
| Tung Tak Securities (HK) Company Limited 同德證券(香港)有限公司 |
RO | Type 9 — Asset management | present | 2004-09-21 |