Catherina Shui Chee Tsun
秦瑞芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherina Shui Chee Tsun (秦瑞芝), a licensed Responsible Officer with CE reference AAE731. Currently licensed at 1 firm(s): Tsun Chi Yuen Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tsun Chi Yuen Securities Company Limited 秦志遠證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Tsun Chi Yuen Securities Company Limited 秦志遠證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-26 |
| Tsun Chi Yuen Securities Company Limited 秦志遠證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-26 |
| Tsun Chi Yuen Securities Company Limited 秦志遠證券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-26 |