Anna Seen Ming Tong
唐倩明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anna Seen Ming Tong (唐倩明), a licensed former licensee with CE reference AAE752. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 5 — Advising on futures contracts | 2023-09-05 | 2023-12-31 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2023-08-16 | 2023-12-31 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2023-08-16 | 2023-12-31 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 — Asset management | 2023-08-16 | 2023-12-31 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-17 | 2003-07-17 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2003-07-15 | 2021-12-31 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 1 — Dealing in securities | present | 2023-08-16 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 4 — Advising on securities | present | 2023-08-16 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2005-03-15 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 5 — Advising on futures contracts | present | 2023-09-05 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-07-15 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 6 — Advising on corporate finance | present | 2003-07-15 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 9 — Asset management | present | 2023-08-16 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 9 — Asset management | present | 2005-03-15 |