Joseph Yuk Wing Pang
彭玉榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Yuk Wing Pang (彭玉榮), a licensed former licensee with CE reference AAE826. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| East Asia Securities Company Limited 東亞證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-07-06 | 2010-04-08 |
| East Asia Securities Company Limited 東亞證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2009-04-16 |
| East Asia Securities Company Limited 東亞證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-08-18 |
| BEAF Limited |
RO | Type 4 — Advising on securities | present | 2003-06-18 |
| East Asia Securities Company Limited 東亞證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-08-18 |
| BEAF Limited |
RO | Type 6 — Advising on corporate finance | present | 2003-06-18 |
| East Asia Securities Company Limited 東亞證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-08-18 |
| East Asia Securities Company Limited 東亞證券有限公司 |
RO | Type 9 — Asset management | present | 2003-08-18 |
| BEAF Limited |
RO | Type 9 — Asset management | present | 2003-06-18 |