Sha Ku Susie Yao
姚霞姑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sha Ku Susie Yao (姚霞姑), a licensed Representative with CE reference AAE891. Currently licensed at 1 firm(s): Audrey Chow Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Audrey Chow Securities Limited 高陞證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Audrey Chow Securities Limited 高陞證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-13 |
| Audrey Chow Securities Limited 高陞證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-13 |
| Audrey Chow Securities Limited 高陞證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-13 |